PRACTICE MANAGEMENT

At Sovereign, we compete to win. 

As an Independent Financial Advisor on our team, you get access to people with a record of success and a winning attitude. We are always willing to put in the extra time and effort with you in order to help you and your business succeed. 

Staffing

Let us help you discover proven methods for screening candidates, hiring top talent, and motivating staff. Receive guidance on compensation and benefits, industry trends, potential pitfalls and proven approaches.

Process Improvements

Create efficiencies and more effective client interactions. Our independent broker dealer firm provides guidance for your practice, such as ideas on process improvements. Areas we can help investment advisors like yourself include: include designing streamlined, repeatable processes and documenting standard procedures and time management guidance. Tools to help you manage your client base to maximize  profitability and ensure premium service for your top tier  clients. 

Succession

Protect your business and your legacy.

We can help provide you with insight as to what your business means to you today. Your practice management consultant can help you craft a plan that is right for you and can help you find a successor who matches your criteria

Contact Us

Securities and investment advisory services are offered through Sovereign Global Advisors, Registered Investment Advisor and members of FINRA and SIPC.

Check the background of this firm on BrokerCheck.com