ABOUT INDEPENDENT BROKER DEALER,
SOVEREIGN GLOBAL ADVISORS
Helping Brokers Excel in this Competitive Industry
Sovereign Global Advisors strives to be the best Independent Broker Dealer you will ever work with.
We firmly believe that this hunger for greatness is necessary to succeed in this competitive industry. When you work with Sovereign Global Advisors you get a relationship with an independent broker-dealer that puts a tremendous amount of effort and attention on each of its reps.
Our goal is to help you succeed, and that is always our top priority from our first conversation with you, through your transition, and on as an active rep working with us. How do we do this? By providing an unparalleled investment in service, communication, and support to our reps.
Access to World Renowned Research & Technology
We are committed to giving you the best financial tools and resources to help you help your clients. We continually invest in the latest technologies, market trends and research to serve clients and reps as best as we can. Partnering with Sovereign Global Advisors also provides you access to the benefits of clearing through NFS, one of the largest clearing firms in the country.
Supportive Staff Available to You
We are proud of our staff and their commitment to our brokers and clients. Our staff and the reps we work with are all highly dedicated, intelligent, reliable, and forward-thinking. In order to be successful we only work with the very best in the industry. As a broker-dealer and RIA with years of experience in stocks, bonds, and mutual funds we are fully equipped and committed to helping you succeed and grow your business.
Our team of professional advisors and administrative employees are available to satisfy your queries and discuss any issues that arise, helping you solve them in a timely manner. Need additional specialized help as an Independent Financial Advisor? We can help you in recruiting your own personal staff, give guidance on improving your processes, provide pre-approved and industry compliant marketing materials, and more.
Is your current broker-dealer helping you run your business at its most competitive level possible? Or are you being held back?
If you’re looking for a responsive, forward-looking independent broker-dealer, rest assured you are in the right place to create the right relationship. We at Sovereign Global Advisors are here to help you carve a niche for yourself in this ever changing, competitive market. Our fast and reliable support will help you concentrate on your clients and make your business as successful as it can be. Our ultimate goal is to be the best independent broker dealer to work for. You can bank on us to have your back with dedication, discipline and hard work!