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Securities and investment advisory services are offered through Sovereign Global Advisors, Registered Investment Advisor and members of FINRA and SIPC.

Check the background of this firm on BrokerCheck.com

SOVEREIGN

GLOBAL ADVISORS

Armed with experience and fortitude, we are

setting out to become the home of choice for

a select group of industry-leading reps.

 

I

INVITATION

Sovereign was built on an idea. An idea that through hard work, discipline and people power, we could be the greatest broker dealer in the country. Each day in order to achieve this, we focus intently on providing our advisors all they need to succeed. Our mission is to create the framework and provide the tools that will help you run your business and serve your clients at the highest and most competitive level possible. At Sovereign you find knowledgeable, experienced people working every day to help you and your clients succeed. With great pride we say, when you choose our team, you gain a partner that is completely committed to your success.

Be Independent.

 

OUR SOVEREIGN PROMISES

  • Fast, Reliable Support

  • Transparency and Ultra-Responsiveness

  • Minimal Fees (We Hate Fees!)

  • Some of the Industry's Highest Payout Rates

  • Succession Planning

 

LETS DO THIS TOGETHER

"TOGETHER, WE ARE GREATER THAN THE SUM OF OUR PARTS"

One of our goals at Sovereign has always been to function more like a partner to our reps. We work extremely hard to provide you with the tools, advice and ideas that will help you grow your practice. We continually invest in research, technology and any other  resources necessary that will contribute to your success. Our staff also truly understands what it means to provide exceptional service.

 

One of our tools has certainly been our compliance team. They are knowledgeable, experienced and always willing to talk. They understand our reps desire for growth and they understand that their job is to help you effectively navigate through the regulations of our industry so that you can spend more of your time focusing on your clients and the success of your business. 

 

If you're ready to make the move to Independence with Sovereign Global Advisors, our team of specialists are waiting to help you with the transition. They will teach you the technology, help with your timeline and even provide you with advice on any of your marketing and staffing needs as they may occur. We are here to help and you can count on Sovereign for guidance and support every step of the way. Read more about how we'll help you with your transition here.

 
 

HELPING YOU ACHIEVE YOUR GOALS

 

All of us here at Sovereign appreciate the fact that you are going through a major, and potentially stressful, moment at this point in time. Rest assured, our number one goal is to help make your transition as seamless as possible, and help you to retain the maximum number of clients and their assets.

 

We provide someone dedicated specifically to you in order to help you with the move. They will help with everything from introducing the technology, providing you with our pre-approved marketing materials such as letters, brochures and business cards to send out to your clients and provide you with updates as to the progress of the assets in transfer.

 

We work extremely hard to make the transition as painless as possible so that you can spend your time and energy on your clients. We are here to help. If you need something, just ask us.

Working with the right

broker-dealer makes all the difference.

ABOUT SOVEREIGN

At Sovereign, we pride ourselves on recruiting top talent from all over the nation. If you’re considering joining our company, please fill out this confidential contact form and one of our recruitment specialists will contact you. Or feel free to give us a call directly at 844.JOIN.SOV We look forward to talking with you and seeing if we can partner together.

CONTACT US

SOVEREIGN GLOBAL ADVISORS

Member FINRA/SIPC

180 W. 80th St.

New York, NY 10024

1 Village Plaza

Kings Park, NY 11754