DUAL REGISTRATION

Advantages of being a

Dual Registered Rep

As clients' needs become more complex, it’s important for their financial advisor to be flexible enough to satisfy those needs. Being dually registered as an IAR and a broker/dealer enables you this flexibility. Hybrid Advisors can provide guidance on their client’s wealth management and overall financial position. Another benefit to being a Hybrid RIA is that you can operate as fee and commission based business.

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Securities and investment advisory services are offered through Sovereign Global Advisors, Registered Investment Advisor and members of FINRA and SIPC.

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