Sovereign Global Advisors
Build Your Best Business Yet
We have what you need to succeed.
Working with the right broker-dealer makes all the difference.
At Sovereign, we know your business and your daily routine.
We built Sovereign with that in mind, all in order to contribute to the success of your business.
We firmly believe that the hunger for greatness is necessary to succeed in this competitive industry. When you work with Sovereign Global Advisors you get a relationship with an independent broker-dealer that puts a tremendous amount of effort and attention on each of its reps.
Our goal is to help you succeed, and that is always our top priority from our first conversation with you, through your transition, and on as an representative working with us.
Our Key Beliefs and Goals at Sovereign
Provide you the best support in the industry.
Be ultra responsive. There when you need us.
Contribute to your ability to grow your business.
(An absolute must for our CEO)
(With a 'needed to be done yesterday' work mentality)
(What else are we doing this for)
Who We Are
Independent—but never alone.
Part of true independence with Sovereign means we continually offer our advisors more options that fit their business. No matter what type of advisor you are, it’s on us to provide the right infrastructure for your success.
Never sacrifice support for independence.
What reps are saying about us:
"This company will accept nothing less than what's best for the client and then make the process so easy for the rep while extending support and encouragement. There is no place to go wrong! When I came on board, the CEO - John Dragotta, called to check how I was progressing and ask if I had questions. It was an overwhelming professional experience to be nurtured without demands and stipulations. Individualized one on one training was provided to ensure I was comfortable with the software systems. This is a company that sets an example of the highest integrity every day with actions which inspire representatives to pass that conduct of integrity on to clients. This is a very positive, energized organization that I am honored to be associated with."
"They're real Pros and it shows in their work. I really appreciated everything they did for me. If you have a large book of business like me and want pros handling your transition...this is the place."
"I recently transitioned and (it) was best decision I ever made."
They really care about their reps and it shows."
"
"CEO is obsessed and he’ll tell you like it is. Real visionary. I’ll admit I was totally scared of the transition but I was promised that it would go smooth and they really delivered. They actually care and it shows. From effective communication with me and my clients to some of them actually staying late making sure things were done correctly for me. The whole transition actually went crazy quick, much, much faster than I had thought and so much smoother than I ever could of imagined. I’m still actually a bit shocked."
"I've been to quite a few IBD's and this group is simply just amazing. They will actually stay late and do whatever they have to in order to get something done if they know its important to you. They are smart and they are kind, two of my favorite qualities in humans, and they are on my team now and I couldn't be happier."
"Like not firm I've ever dealt with."
High Payouts & Low Fees
Fee Structure
Payout Structure
Value
Minimal fees for technology connections.
80% - 85% - 90%
At Sovereign, we leverage our partnerships to actively lower fees for our reps. We pass these savings directly to you, helping your business stay more profitable rather than increasing our own margins.
What We Offer
Responsive Support
We provide the institutional-grade framework and unwavering support necessary for independent advisors to scale with confidence. Our commitment to low overhead and high-value partnerships ensures your business remains resilient in an evolving market landscape.
World Class Transition Team
You will have a battle tested group that understands that you wanted this move done yesterday!
Competent & Dedicated
Our transition team is truly a dedicated group of individuals. They really understand how important this is for you. They also understand and appreciate the delicate nature and complexity of this move for you and the importance of getting things done quickly and correctly.
Operational Excellence
Your transition team will meet with you to go over your business, set timelines, and put together your onboarding package. Together you will complete the onboarding checklist and track account openings and client transition progress.
Onboarding Your Book of Business
Our transitions are individualized and offer the choice of having our admin team pre-populate paperwork and send account opening packages to clients or work in tandem with you to bring your book of business over as fast as possible.
Lightning Fast Transition Time
Our compliance and admin teams work closely together to ensure you're up and running again as soon as possible, with licenses promptly transferred and registered.
Discover for yourself why reps are choosing Sovereign.